Are All Companies Subject To Securities Laws?

Some companies, depending on their type and how they are structured, are exempt from the registration and reporting requirements of the securities laws. Although, almost all companies are subject to federal and state anti­fraud rules.

The information on this page is meant to provide a general overview of the law. The laws in your state and/or city may deviate significantly from those described here. If you have specific questions related to your situation you should speak with a local attorney.

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