LawSmart.com

Do I Have The Right To View The Testimony Of My Employees Who Testify In An Sec Investigation?

The only one who can have access to this is the person who gave the testimony. Even if the person is an employee of a company who wants to know this information the rule still holds.

Other Starting A Business FAQs

Q: I Am Considering Offering An Initial Public Offering (Ipo) In Another Country. Are There Any U.S. Disclosure Requirements?
A: Without considering any other factors unique to your situation, the offering may qualify as an offshore offering (regulation s) which excuses you from submitting any … More

Securities Sub-categories

Affinity
Arbitration
Class Actions

IPO
Securities and Exchange Commission