Who Conducts The Arbitration Proceedings?

The three main forums for resolving securities arbitration disputes are; The American Arbitration Association, The New York Stock Exchange and The National Association of Securities Dealers, Inc. The arbitration clause in your new account form with your broker may include the names of these organizations, and will often give you the option of choosing which one you will use.

The information on this page is meant to provide a general overview of the law. The laws in your state and/or city may deviate significantly from those described here. If you have specific questions related to your situation you should speak with a local attorney.

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