Is It Possible To Find Out If There Have Been Complaints Filed With The SEC About A Particular Company?
Yes, the Enforcement Actions Section of the SEC provides this information, and you can often get similar information by way of the Freedom of Information Act.
The information on this page is meant to provide a general overview of the law. The laws in your state and/or city may deviate significantly from those described here. If you have specific questions related to your situation you should speak with a local attorney.
Additional Arbitration Articles
- Are Companies Required To Inform Stockholders Of Their Involvement In A Lawsuit?
- Why Use Arbitration Instead Of Going To Court ("litigation")?
- Can I Get Information Concerning The SEC's Ongoing Investigation Of A Public Company?
- How Do You Apply For Arbitration?
- Is It Possible To Obtain The Results Of An Sec Investigation?
- Are There Different Forms Of Arbitration? What Are The Differences?
- Who Keeps Things Under Control?
- What is the difference between court and arbitration?
- How Does The Arbitration Process Generally Work?
- Who Decides Whether The Case Is Litigated In Court Or Arbitration?
- Are The Arbitration Proceedings Completely Confidential?
- How Does Arbitration Work?
- How Is The Arbitrator Selected For The Proceeding?
- Who Conducts The Arbitration Proceedings?
- Is A Lawyer Required For Arbitration?